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Risk Register – Entry Template

Purpose: Capture, track, and manage risks in a consistent and auditable manner
Scope: Product, Technical, Operational, Compliance, and Business risks


1. Risk Identification

Field Value
Risk ID RISK-YYYY-NN
Risk Title Short, descriptive name
Risk Category Product / Technical / Operational / Security / Compliance / Business
Affected Area Product / Service / Team / Customer / Platform
Identified By Name / Role
Identified Date YYYY-MM-DD
Guidelines:
  • One risk per entry
  • Title should clearly state the risk, not the symptom

Example:
bq. Inadequate audit logging may lead to HIPAA non-compliance.


2. Risk Description

Describe the risk clearly and concisely.

Include:
  • What could go wrong
  • Why it matters
  • Who or what is impacted
Avoid:
  • Solutions
  • Long narratives
  • Speculation

3. Risk Impact & Likelihood

Attribute Level
Impact Low / Medium / High / Critical
Likelihood Rare / Possible / Likely / Almost Certain
Overall Risk Level Low / Medium / High
Guidelines:
  • Impact = severity of damage
  • Likelihood = probability of occurrence
  • Overall risk should reflect combined judgment

4. Risk Consequences

Describe potential consequences if the risk materializes.

Examples:
  • Regulatory penalties
  • Customer trust erosion
  • Service downtime
  • Delivery delays

This section helps leadership understand why the risk matters.


5. Mitigation Strategy

Describe how the risk is being managed.

Field Value
Mitigation Type Avoid / Reduce / Transfer / Accept
Mitigation Summary Short description
Owner Role / Name
Target Date YYYY-MM-DD
Guidelines:
  • Mitigation must be realistic
  • One clear owner is mandatory
  • “Monitor only” is acceptable if justified

6. Current Status

Field Value
Status Open / Mitigating / Monitoring / Closed
Last Reviewed On YYYY-MM-DD
Next Review Due YYYY-MM-DD
Rules:
  • Risks must be reviewed periodically
  • Stale risks must be escalated or closed

7. Related References

Link to relevant items for traceability.

Examples:
  • Related Epics / Stories
  • Compliance requirements
  • Sprint(s) impacted
  • Decision Records
  • External regulations or policies

Use Redmine links where possible.


8. Closure (If Applicable)

Complete this section only when closing a risk.

Field Value
Closure Date YYYY-MM-DD
Closure Reason Mitigated / No Longer Relevant / Accepted
Closure Notes Short explanation

bq. Closed risks must not be deleted — history must be preserved.


9. Governance Rules

  • Every active risk must have an owner
  • High and Critical risks must be reviewed regularly
  • Risks must not be hidden inside issues or comments
  • This register is for risks, not bugs or tasks

10. Final Statement

bq. Risks that are not written down are unmanaged risks.

This template ensures risks are visible, owned, and reviewed —
before they become incidents.

Updated by Redmine Admin about 2 months ago · 1 revisions